Provide regulatory advice in relation to Dodd-Frank and its impact globally. Work with Legal and Outside Counsel to interpret the applicability of the Dodd-Frank to the banks various businesses on a cross-divisional basis. Assist with regulatory examinations and inquiries related to the Swap Dealer. Review new product and business initiatives and analyze for Global OTC Derivative and Dodd-Frank impact. Responsible for monitoring and analyzing new regulatory developments and implementing the applicable policies to mitigate potential risk. Draft and implement a system of enterprise-wide and desk-specific policies and procedures designed to ensure compliance with the Dodd-Frank. Identify areas where standards can be enhanced and assist in their effective implementation. Partner with Compliance colleagues globally to ensure a consistent approach to Dodd-Frank interpretation. Create and manage action plans for the various Compliance deliverables associated with Dodd-Frank. Develop and deliver initial and recurring Dodd-Frank training to the Business and Functional Support Groups.
Associated topics: donor, event, facebook, government, hospital, lead generation, marketplace, policy, product market, public relations
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