Associate Director - OTC Derivatives & Dodd-Frank Advisory - Madison-Davis, LLC


: $192,290.00 - $192,290.00 /year *

Employment Type

: Full-Time


: Executive Management

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Provide regulatory advice in relation to Dodd-Frank and its impact globally. Work with Legal and Outside Counsel to interpret the applicability of the Dodd-Frank to the banks various businesses on a cross-divisional basis. Assist with regulatory examinations and inquiries related to the Swap Dealer. Review new product and business initiatives and analyze for Global OTC Derivative and Dodd-Frank impact. Responsible for monitoring and analyzing new regulatory developments and implementing the applicable policies to mitigate potential risk. Draft and implement a system of enterprise-wide and desk-specific policies and procedures designed to ensure compliance with the Dodd-Frank. Identify areas where standards can be enhanced and assist in their effective implementation. Partner with Compliance colleagues globally to ensure a consistent approach to Dodd-Frank interpretation. Create and manage action plans for the various Compliance deliverables associated with Dodd-Frank. Develop and deliver initial and recurring Dodd-Frank training to the Business and Functional Support Groups.

Associated topics: donor, event, facebook, government, hospital, lead generation, marketplace, policy, product market, public relations * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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