Regulatory and Compliance Analyst

Employment Type

: Full-Time


: Miscellaneous

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The Reg. W Reporting Analyst is an integral part of the Natixis Finance team and is responsible for performing analysis, interpretation, documentation, and change management of the application of U.S. regulatory requirements related to Reg. W reporting and monitoring activities Essential duties and responsibilities: Essential duties include: ? Monitoring quantitative limits on a daily basis. Reporting capacity limits and capacity usage in daily and quarterly reporting to internal stakeholders, Lines of Business, and Finance teams. ? Monitor and validate completeness and accuracy of Reg W transactions within Reg W database on daily basis. ? Onboard new Reg W 23A transactions working with Stakeholders, and LOB. Train LOB data providers on database functionality and controls. ? Daily monitoring and reporting of exposure and use of cash as collateral; including monthly and quarterly reviews of transactions in the Reg W database. ? Prepare and deliver daily and weekly reporting to internal stakeholders. ? Project work as required including database enhancements which includes UAT testing. ? Perform weekly and monthly variance analysis on Reg W transactions. Supervisory responsibilities (if applicable): None Description of duties which require licensing (required if Registered Rep): C2 - Internal Natixis None Required education and/or experience: ? Bachelor?s degree in Accounting or Finance ? Have a minimum of 5 years of Finance/accounting experience with a large corporation ? Strong verbal and written communication skills ? Strong analytical skills and attention to detail ? Ability to work in a team environment ? Strong partnership skills ? Reg W reporting and monitoring. Training/skills required (i.e. specific language, systems or database knowledge): Intermediate to Advanced Excel skills and experience working with financial systems is imperative. Certificates, licenses, registrations (list of licenses required if Registered Rep): CPA preferred

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