Head of Advisor Due Diligence - New York


: $124,885.00 - $178,020.00 /year *

Employment Type

: Full-Time


: Financial Services - Banking/Investment/Finance

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Zoe is the fin-tech start-up set to reinvent wealth management.

As the Head of Advisor Due Diligence, you are responsible for performing in-depth due diligence on advisors'' financial planning and investment knowledge and processes. As a key Director, you will drive strategy and execution on building out the most sophisticated due diligence process of financial advisors in the country.

You re excited about this opportunity because you will...

  • You will be a builder. This is not your traditional sleepy wealth management firm. You will be part of the founding team that stands at the intersection of wealth management and technology. You will be building how the industry will look like in 10 years time.
  • You will be responsible for building out the due diligence process and running the vetting of Registered Independent Advisors (RIAs) that apply into a network
  • You won''t just be an employee. You will be an owner of the business via equity stock ownership.

Position Specifications

Experience and Education:

  • +10 years of comprehensive financial planning experience required
  • Certified Financial Planner (CFP) required
  • Charter Financial Analyst (CFA) required
  • Masters or PhD degree in Financial Planning a Plus

We re Excited About You Because...

  • You are a self-starter with a strong sense of ownership that wants to be part of driving the wealth management industry forward.
  • You have been trained to do comprehensive financial planning for clients and are well versed in tax planning. You have no interest in being a broker selling financial products
  • You have good judgment, you are a problem solver, take responsibility, and demonstrate personal integrity.
  • You have a natural ability to collaborate well with others across the organization and thrive in a dynamic environment.
  • You have superior people and communication skills.
  • You have excellent time management and strong organizational skills, and the ability to prioritize multiple tasks and anticipate potential issues.


  • Compensation includes a blend of a competitive salary and stock options
  • Health, Vision, Dental Insurance coverage
  • As an early member of our team, you''ll have a rare opportunity to influence the culture of a transformational company

by Jobble

Associated topics: broker dealer, derivatives, fiduciary, financial, fund, ira, investor, purchase, risk, s p * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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